Analysis of 'Ghosts and Spirits' and the Doctrine of Sincerity in the Doctrine of the Mean: Metaphysical Foundations and the Manifestation of the Dao
This article deeply interprets the chapters on 'Ghosts and Spirits as Virtue' and 'Sincerity Accomplishes Itself' in the Doctrine of the Mean, investigating their significance as the core of Confucian metaphysics. By analyzing Pre-Qin conceptions of ghosts and spirits, the paper argues that the 'Ghosts and Spirits' chapter serves to demonstrate the ineffaceability of sincerity ('cheng'), thereby elucidating how the substance of sincerity corresponds to Heaven and sustains the world, revealing the ontological basis of the Doctrine of the Mean.

Chapter 8: "Manifest without being seen, transforms without moving, accomplishes without acting"—The Ultimate Manifestation of the Authentic Substance
Section 1: "Manifest without being seen" (Bu Jian Er Zhang)
"Manifest without being seen" (Bu Jian Er Zhang)—without displaying itself, it naturally becomes clear.
Jian (seen) means to appear or manifest. Zhang means clarity or manifestation. "Manifest without being seen"—without deliberately making itself visible, it naturally manifests itself.
This line echoes the discussion in Part One regarding the "Virtue of Ghosts and Spirits"—Gui Shen are "looked for but not seen, listened for but not heard," yet they "integrate with all things and cannot be left out." Gui Shen do not display themselves ("not seen"), yet their virtue is magnificently manifest ("Zhang").
This idea is richly expressed in pre-Qin texts.
The Laozi, Chapter 2, states: "Therefore, the sage manages affairs by non-action and practices teaching without words. The myriad things arise and he does not reject them; he gives birth to them but does not possess them; he acts but does not rely on his action; when his task is done, he does not claim credit. Precisely because he does not claim credit, it never leaves him."
"Gives birth to them but does not possess them; acts but does not rely on his action; when his task is done, he does not claim credit"—this is "not seen." "Precisely because he does not claim credit, it never leaves him"—precisely because he does not claim credit, his achievements never depart. This is "manifest."
The more one deliberately displays oneself, the more the displayed aspect appears artificial, not real. But "not seen"—not deliberately displaying—means everything flows out naturally, without artifice. What flows out naturally is real, and what is real has power—"the inextinguishable nature of authenticity."
The Analects, Tai Bo states: "How great was the reign of Yao! As great as Heaven, and only Heaven could emulate him. Boundless, the people could find no name for him. How grand was his accomplishment! How brilliant were his patterns!"
"Boundless, the people could find no name for him" (Dang Dang Hu Min Wu Neng Ming Yan)—the people could not give a proper name to Yao's virtue. Why could they find no name$1 Because Yao's virtue was too vast and natural, like Heaven—how can you name the greatness of Heaven$2 Precisely because he "did not advertise" his achievements ("not seen"), his virtue became more profoundly admired ("manifest," i.e., "brilliant patterns").
Similarly, the Analects, Tai Bo states: "How grand that Shun and Yu possessed the world yet acted as if they had nothing to do with it!" Shun and Yu possessed the world but acted as if they were uninvolved—this "non-involvement" is "not seen"—they did not boast of possessing the world. And precisely because of this, their greatness is even more awe-inspiring ("How grand!" i.e., "manifest").
Section 2: "Transforms without moving" (Bu Dong Er Bian)
"Transforms without moving" (Bu Dong Er Bian)—without taking deliberate action, things naturally change.
"Moving" (Dong) refers to willful action. "Change" (Bian) refers to the transformation of things. "Transforms without moving"—without intervening with willful action, things change naturally.
This aligns with "manifest without being seen." "Manifest without being seen" speaks of self-manifestation in terms of existence; "transforms without moving" speaks of self-transformation in terms of function.
What is the basis for this idea$3
Because the person of "utmost sincerity" shares the virtue of Heaven and Earth. Heaven and Earth nurture all things not by deliberately intervening in how every single thing grows—Heaven does not command every tree how to grow, and Earth does not dictate how every river should flow. Heaven and Earth merely provide the conditions through their "Authenticity" (real virtue)—Heaven provides sunlight and rain, Earth provides soil and nourishment—and then all things naturally grow and change.
The person of utmost sincerity is the same. He does not need to command and intervene in every matter; he only needs to maintain his sincere virtue, and this naturally influences the people and affairs around him. This influence is "transforms without moving"—it is not that he "does" something, but that his mere "presence" is generating change.
The Analects, Yan Yuan, records Ji Kangzi asking Confucius about governance. Confucius replied: "Governing is rectification (Zheng). If you, sir, lead with rectification, who would dare not rectify$4" He also said: "If you desire good, the people will be good. The virtue of the exemplary person is wind; the virtue of the petty person is grass. When the wind blows over the grass, it inevitably bends."
"The virtue of the exemplary person is wind, the virtue of the petty person is grass"—when the wind blows, the grass naturally bends down. This is "transforms without moving"—the exemplary person does not need to order the people to do anything; as long as his own virtue is upright and great (like the wind), the people will naturally be influenced (like the grass bending).
Furthermore, the Analects, Wei Zheng states: "To govern by means of virtue is like being the North Star, which remains in its place and all other stars turn toward it." The North Star "remains in its place" (Ju Qi Suo)—it does not move. Yet all other stars revolve around it—it does not move, but all things change around it. This is the best analogy for "transforms without moving."
Why do the stars revolve around the North Star without it moving$5 Because the North Star occupies the center of the heavens, and its position itself is the core of order. Similarly, the person of utmost sincerity occupies the center of morality; his very existence is the core of cultivation. He does not need to do anything; his being is enough to cause the surrounding world to change.
The I Ching, Appendix III states: "The Yi has no thought, no deliberate action; it is still and motionless, yet responsive, it consequently permeates the world." This is precisely the metaphysical basis for "transforms without moving." The Dao-substance of utmost sincerity is inherently "still and motionless," but once there is a resonance, it "consequently permeates the world"—the changes in all things occur because of this resonance.
Section 3: "Accomplishes without acting" (Wu Wei Er Cheng)
"Accomplishes without acting" (Wu Wei Er Cheng)—without deliberate action, everything is naturally achieved.
This line summarizes the entire section and represents the highest realm of the whole chapter.
"Non-action" (Wu Wei) here does not mean doing nothing, but acting without deliberate effort, strain, or artifice. The words and actions of the supremely sincere person flow naturally—arising from innate nature, conforming to the Heavenly Dao, requiring no intentional arrangement. This "non-action" is another way of stating "self-completion" and "self-guidance."
"And accomplishes" (Er Cheng)—yet everything is naturally achieved. "To complete oneself is benevolence; to complete things is wisdom"—both self-completion and completion of things are achieved. "Heaven and Earth take their proper places, and the myriad things are nurtured"—Heaven and Earth each remain in their positions, and all things receive their sustenance. Everything is accomplished, but not by "doing," but by "being so naturally."
This realm is described repeatedly in pre-Qin literature.
The Laozi, Chapter 37, states: "The Dao is constantly non-active, yet leaves nothing undone." The Dao is perpetually "non-active," yet nothing is left "undone." "Non-active" and "leaves nothing undone" seem contradictory, but they are unified—precisely because of "non-action" (not using forceful human effort to intervene), everything is "naturally accomplished."
The Laozi, Chapter 48, states: "In the pursuit of learning, increase what you know day by day; in the pursuit of the Dao, decrease what you know day by day. Decrease and decrease again, until you reach non-action. Achieve non-action, and yet nothing is left undone. When one manages the world by non-action, everything arises by itself; but when things arise by themselves, they are not sufficient to manage the world."
"In the pursuit of the Dao, decrease what you know day by day" (Wei Dao Ri Sun)—the process of cultivating the Dao is one of continuous reduction (removing artificial embellishments and false desires), eventually reaching Wu Wei (non-action). This "reduction" is not loss but the removal of inauthentic elements, returning to the original state of authenticity.
However, it must be noted that the Zhongyong's "accomplishes without acting" and Laozi's "non-action and yet nothing is left undone" share similar terminology but have subtle differences in connotation.
Laozi's Wu Wei emphasizes "non-attachment," "non-contention," and "non-desire"—removing artificial human actions to return to nature.
The Zhongyong's "Wu Wei" emphasizes "utmost authenticity" (Zhi Cheng)—acting naturally because one is supremely sincere, and acting without action because one is natural.
Laozi approaches from "subtraction"—decrease and decrease again, eliminating everything artificial.
The Zhongyong approaches from "fulfillment"—utmost sincerity and ceaselessness, filling the virtue of authenticity to the extreme, naturally leading to non-action.
Though the difference is subtle, it marks the boundary between Confucian and Daoist metaphysics. The sage of Laozi is like an "infant"—returning to the most primal, simple state. The supremely sincere person of the Zhongyong is like Heaven and Earth—reaching the most fulfilled and perfect state. Both paths converge on "accomplishes without acting," but their spiritual directions differ slightly.
Furthermore, the Zhuangzi, The Secret of the Art of Being True records the words of Huzhi when responding to Jixian, the teacher of Liezi: "I responded to him with emptiness and yielding like willow branches... I did not know who he was, so I let him become a follower, then a drifter, then a turbulent wave, and so I escaped." Huzhi responded to Jixian with states of "emptiness" and "yielding"—not countering action with action, but responding to form with formlessness. This is also a form of "non-action." Zhuangzi’s "non-action" lies in "emptiness"—emptying the self to respond to things.
Synthesizing the above, the three phrases "manifest without being seen, transforms without moving, accomplishes without acting" progress step-by-step:
- Manifest without being seen—Self is not displayed, yet virtue manifests (level of existence).
- Transforms without moving—No action taken, yet things transform (level of function).
- Accomplishes without acting—No deliberate effort, yet affairs are accomplished (level of realization).
The convergence of these three means the ultimate state of "Utmost Authenticity"—like the operation of Heaven and Earth, it is natural, non-active yet accomplishing all, with all things arising and being completed through it.
Section 4: The Unification of the Dao of Heaven and Earth and the Dao of the Sage
"Manifest without being seen, transforms without moving, accomplishes without acting"—these three phrases describe both the Dao of Heaven and Earth and the Dao of the Sage. In the framework of the Zhongyong, the Dao of Heaven and Man are unified.
The Zhongyong begins: "What Heaven mandates is what we call our nature (Xing)." The Heavenly Dao bestows nature upon man—human nature is the manifestation of the Heavenly Dao. Thus, if man can achieve utmost sincerity and ceaselessness, he returns to the original reality of the Heavenly Dao, uniting with Heaven and Earth.
This state of Heaven-Man unity is described extensively in pre-Qin literature.
The I Ching, Qian Gua, Wen Yan states: "The Great Man merges his virtue with Heaven and Earth, his brightness with the sun and moon, his order with the four seasons, and his fortune and misfortune with ghosts and spirits. He precedes Heaven, and Heaven does not oppose him; he follows Heaven's time, and conforms to Heaven's mandate. If even Heaven does not oppose him, how much less can men oppose him$6 How much less can ghosts and spirits oppose him$7"
This passage is arguably the ultimate expression of pre-Qin thought on Heaven-Man unity:
- "Merges his virtue with Heaven and Earth" (He Tian Di Zhi De)—his virtue aligns with Heaven and Earth.
- "His brightness with the sun and moon" (He Ri Yue Zhi Ming)—his clarity aligns with the sun and moon.
- "His order with the four seasons" (He Si Shi Zhi Xu)—his actions align with the order of the four seasons.
- "His fortune and misfortune with ghosts and spirits" (He Gui Shen Zhi Ji Xiong)—his resonance aligns with the fortune and misfortune of Gui Shen.
"He precedes Heaven, and Heaven does not oppose him" (Xian Tian Er Tian Bu Wei)—acting ahead of the Heavenly Dao, and Heaven does not oppose him. "He follows Heaven's time, and conforms to Heaven's mandate" (Hou Tian Er Feng Tian Shi)—acting later than the Heavenly Dao, he still conforms to Heaven's mandate.
This realm is the ultimate realization of "utmost authenticity and ceaselessness." The supremely sincere person unites completely with Heaven, Earth, and Gui Shen; his actions are the actions of the Heavenly Dao, and what he accomplishes is the accomplishment of the Heavenly Dao. "Manifest without being seen, transforms without moving, accomplishes without acting"—this is not only true of the Heavenly Dao; the great person of utmost sincerity is also like this.